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The Expression of the Emotions in Man and Animals

by Charles Darwin

Darwin argues that the expressions of emotion in humans and animals follow a few common principles and point to a shared evolutionary descent.

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Idea map

The book in 4 ideas

Why Emotions Show Darwin's argument that emotional expression follows a few principles and reveals a shared evolutionary descent.
  • The Problem

    Earlier writers treated expression as inexplicable or merely artistic; Darwin reframes it as a question for natural science.
    • Not Physiognomy Movement of feeling, not fixed features.
    • Against 'Inexplicable' Expression can be investigated.
  • Three Principles

    Most involuntary expressions are explained by three combined principles of habit, contrast, and nervous discharge.
    • Habit and Antithesis Useful habits and their opposites.
    • Nervous Discharge Excess nerve-force shows as expression.
  • Evidence

    Darwin tests his principles against infants, the insane, animals, art, and reports from peoples around the world.
    • Infants and Animals Force without disguise or copying.
    • Races of Man Worldwide reports show uniformity.
  • The Conclusion

    Continuity of expression points to common descent, and expression itself proves important for life.
    • Common Progenitor Survivals point to animal ancestry.
    • Expression Matters It communicates and feeds back on feeling.

Mental models

3 ways of thinking you can use

Expression as Inherited Function

Read a present-day expression by asking what action it once performed, and treat its survival as a habit transmitted through descent.

How it helps

It turns puzzling gestures into traces of past usefulness rather than arbitrary signs, giving each a possible history.

Cross-Checking Witnesses

Compare the same emotion across infants, the insane, animals, art, and distant peoples to see whether an expression is genuine and innate rather than conventional.

How it helps

It guards against imagination and local custom by demanding that a true expression recur where copying is unlikely.

Uniformity as Evidence of Descent

Where the same movement expresses the same emotion across separate races and allied species, infer shared inheritance rather than independent invention.

How it helps

It uses the sameness of expression as a quiet argument for common descent and the unity of mankind.

Summary

The essence in plain English

The Expression of the Emotions in Man and Animals is a work of observational natural history that asks how and why feelings show themselves in the body. Darwin sets aside physiognomy, the reading of fixed features, and concentrates on the movements, postures, and changes that accompany emotion as it is actually felt.

He opens by stating three chief principles. The first is that of serviceable associated habits: actions once useful under a given state of mind become habitual and are then performed whenever that state recurs, even when they serve no purpose. The second is the principle of antithesis: an opposite state of mind tends to produce directly opposite movements, even useless ones, simply because they contrast with the serviceable ones. The third is the direct action of the nervous system, by which strong excitement generates nerve-force that is discharged in expressive ways independent of habit or will.

To test whether particular movements truly express particular states of mind, Darwin draws on several kinds of evidence. He observes infants, who show emotion with great force and little disguise; the insane, who are subject to strong and unchecked passions; the works of painters and sculptors; and the expressions of common animals such as dogs, cats, and monkeys. Animal evidence is treated as especially trustworthy because it is less liable to deception.

Much of the book catalogues specific states: suffering and weeping, low spirits and grief, joy and tender feelings, reflection and ill-temper, hatred and anger, contempt and disgust, surprise and fear, and finally shame and blushing. Throughout, Darwin argues that the chief expressions are innate or instinctive rather than acquired by each individual, since they appear in the very young, in animals, and with striking uniformity among peoples who have had little contact with one another.

The concluding chapters draw the larger lesson. The community of expression between man and the lower animals, and the bristling of hair or baring of teeth that survive in us, are most intelligible if man descended from a common progenitor in a far more animal-like state. Darwin also notes that expression matters for life itself: it is the first means of communication between mother and infant, it can reveal thoughts more truly than words, and the free expression of an emotion tends to intensify it while restraint tends to soften it.

Key concepts

Terms to know

Serviceable Associated Habits
Actions that were once useful under a state of mind become habitual and are repeated whenever that state recurs, even when they no longer serve any purpose.
Why it matters: It explains many expressions as the inherited residue of once-useful movements, linking present gestures to a functional past.
Antithesis
When a state of mind opposite to a habitual one arises, there is a strong involuntary tendency to perform directly opposite movements, even though they are of no use.
Why it matters: It accounts for expressive contrasts, such as a dog's posture of affection versus hostility, that the first principle alone cannot explain.
Direct Action of the Nervous System
When the sensorium is strongly excited, nerve-force is generated in excess and discharged along definite paths, producing expressive effects independent of will and largely of habit.
Why it matters: It covers expressions like trembling, sweating, or changes of colour that arise from sheer intensity of feeling rather than from useful action.

Selected Quotes

Short passages from the source

Many writers consider the whole subject of Expression as inexplicable.
Charles Darwin, The Expression of the Emotions in Man and Animals
Laughter seems primarily to be the expression of mere joy or happiness.
Charles Darwin, The Expression of the Emotions in Man and Animals
Blushing is the most peculiar and the most human of all expressions.
Charles Darwin, The Expression of the Emotions in Man and Animals

Source

Text used for this page

Source text: Project Gutenberg edition of The Expression of the Emotions in Man and Animals by Charles Darwin.

HTML text: https://www.gutenberg.org/cache/epub/1227/pg1227.txt

Project Gutenberg states this ebook is for the use of anyone anywhere in the United States and most other parts of the world at no cost and with almost no restrictions whatsoever.

The work was first published in 1872; the Project Gutenberg text reproduces the D. Appleton and Company edition dated 1899.